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Financial Conduct Authority (FCA) Handbook
What is it?
The FCA Handbook sets out the Financial Conduct Authority legislative and other provisions for firms and consumers who are seeking information on financial conduct rules and guidance to ensure compliance.
Who needs it?
Compliance Officers, Data Analysts, Lawyers, Compliance Managers, Compliance Directors, Law firms, Banks, Insurance Companies and Brokers, Financial Advisors and Consultants. Essentially, anyone who needs to ensure that they or their firm remain compliant with the latest Financial Services regulations.
To ensure you are compliant with all the latest Financial Services regulations, make sure you have a copy to hand. The Handbook is available in print and can be ordered via subscription.
Print subscription
It is possible to subscribe to the entire Handbook or to a selected number of modules. The hard-copy subscription includes monthly updates covering the changes in force on a particular date.*
Subscriptions are annual and include all relevant updates.
- Complete Handbook
- Glossary
- High Level Standards
- Regulatory Guides
- Prudential Standards
- Business Standards
- Regulatory Processes
- Redress
- Specialist Sourcebooks
- Listing, Prospectus and Disclosure
Complete Handbook
The Complete Handbook, Including Glossary and Including Listing, Disclosure and Prospectus Rules (INC LD & PR)
- Sub. No.: 7009012
- Price: £3823.05
The Complete Handbook, Including Glossary and Excluding Listing, Disclosure and Prospectus Rules (EXC LD & PR)
- Sub. No.: 7009013
- Price: £3491.25
High Level Standards
Includes:
Senior Management Arrangements, Systems and Controls (SYSC)
Threshold Conditions (COND)
Statements of Principle and Codes of Practice for Approved Persons (APER)
The Fit and Proper Test for Approved Persons (FIT)
Financial Stability and Market Confidence Sourcebook (FINMAR)
Training and Competence (TC)
General Provisions (GEN)
Fees Manual (FEES)
High Level Standards
- Sub. No.: 7009015
- Price: £370.65
Regulatory Guides
Includes:
The Perimeter Guidance Manual (PERG)
The Collective Investment Scheme Information Guide (COLLG)
The Unfair Contract Terms and Consumer Notices Regulatory Guide (UNFCOG)
Financial Crime: A Guide for Firms (FC)
The Responsibilities of Providers and Distributors for the Fair Treatment of Customers (RPPD)
The Wind Down Planning Guide (WDPG)
Regulatory Guides
- Sub. No.: 7009043
- Price: £199.00
Prudential Standards
Includes:
General Prudential Sourcebook (GENPRU)
- Sub. No.: 7009035
- Price: £284.00
Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU)
- Sub. No.: 7009036
- Price: £597.00
Prudential Sourcebook for Investment Firms (IFPRU)
- Sub. No.: 7009037
- Price: £475.00
Prudential Sourcebook for Insurers (INSPRU)
- Sub. No.: 7009038
- Price: £190.00
Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU)
- Sub. No.: 7009039
- Price: £222.00
Interim Prudential Sourcebook for Friendly Societies (IPRU-FSOC)
- Sub. No.: 7009040
- Price: £284.00
Interim Prudential Sourcebook for Insurers (IPRU-INS)
- Sub. No.: 7009041
- Price: £463.00
Interim Prudential Sourcebook for Investment Businesses (IPRU-INV)
- Sub. No.: 7009042
- Price: £475.00
Business Standards
Includes:
Conduct of Business Sourcebook (COBS)
- Sub. No.: 7009016
- Price: £479.00
Insurance: Conduct of Business Sourcebook (ICOBS)
- Sub. No.: 7009017
- Price: £346.50
Mortgages and Home Finance: Conduct of Business Sourcebook (MCOB)
- Sub. No.: 7009018
- Price: £339.00
Banking Conduct of Business Sourcebook (BCOBS)
- Sub. No.: 7009019
- Price: £194.00
Client Assets (CASS)
- Sub. No.: 7009020
- Price: £343.00
Market Conduct (MAR)
- Sub. No.: 7009021
- Price: £197.00
Regulatory Processes
Includes:
Supervision (SUP)
- Sub. No.: 7009022
- Price: £483.00
Decision Procedure and Penalties Manual (DEPP)
- Sub. No.: 7009023
- Price: £224.00
Redress
Includes:
Compensation (COMP)
Consumer Redress Schemes Sourcebook (CONRED)
Specialist Sourcebooks
Includes:
Collective Investment Schemes (COLL)
- Sub. No.: 7009026
- Price: £197.00
Credit Unions New Sourcebook (CREDS)
- Sub. No.: 7009027
- Price: £194.00
Consumer Credit Sourcebook (CONC)
- Sub. No.: 7009028
- Price: £488.00
Investment Funds Sourcebook (FUND)
- Sub. No.: 7009029
- Price: £173.00
Professional Firms (PROF)
- Sub. No.: 7009030
- Price: £189.00
Regulated Covered Bonds (RCB)
- Sub. No.: 7009031
- Price: £189.00
Recognised Investment Exchanges and Recognised Clearing Houses (REC)
- Sub. No.: 7009032
- Price: £192.00
Listing, Prospectus and Disclosure
Includes:
Listing Rules: Disclosure, Transparency and Prospectus Rules (LRA5)
- Sub. No.: 7009033
- Price: £464.10
Listing Rules: Disclosure, Transparency and Prospectus Rules (LRA4)
- Sub. No.: 7009034
- Price: £444.15
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